ACAMS 17th Annual AML & Financial Crime Conference

PANEL SESSIONS

Big Crowd. Big Room. Big Ideas. The Las Vegas general sessions are aimed at — well, everybody. With panels led by national leaders in banking, government and law enforcement, these sessions tackle the leading AML issues head-on, with thought-provoking analyses and ideas you can put to use once you return home.

Track Sessions:

  • Insights On Oversight: A regulatory roundtable on AML trends and issues
  • Racing to the Finish: Homestretch Strategies for Implementing the CDD Final Rule
  • Culture Clash: Defending Culture of Compliance Integrity in Sales-Driven Environments
  • What the Hack: Strategies for Managing Growing Cybercrime Risks

COMPLIANCE SUMMIT

New regulations, new expectations, new global developments — the regulatory landscape is rapidly changing, requiring AML professionals to step up their game and keep abreast of the latest developments. Whether it’s sanctions, consent orders or NYDFS 504, these sessions tell you what’s happening now, and how you need to respond.

Track Sessions:

  • New York State of Mind: Analyzing the National Implications of NYDFS 504
  • ACAMS Mystery Theatre: A Thriller of a Subject
  • Advise and Consent: Managing Internal Processes to Ensure Timely and Appropriate Responses to Enforcement
  • The New CTF: Reviewing Practical Tools to Counter Terrorism’s Evolving Financing Methods
  • Sanctions Update: Keeping Sanctions Management Current and Robust
  • TBML in the 21st Century: Time-Tested Strategies to Combat Trade-Based Money Laundering

RISK MANAGEMENT

No risk, no reward, as the old saying goes. But how much risk is too much when it comes to AML oversight? Furthermore, how does one measure and quantify an intangible entity like risk? Learn from the pros on the latest tools and tips for measuring, assessing and monitoring risks, in a world that frankly is full of them.

Track Sessions:

  • The Numbers Game: Developing Quantitative Metrics to Elevate Risk Assessment Accuracy
  • The Latest Developments: Updating Client Profiles to Ensure Risk Ratings Reflect Current Realities
  • Acceptable Risk: Formalizing Risk Tolerance Policies to Ensure Uniform Decisions Across Enterprise

NEW CYBER THREATS

Cybercrime and cybersecurity are the stealth bombers of the modern AML world — alternately capable of both devastating destruction and dynamic defense. Relatively new and rapidly evolving, cyber is rapidly becoming a linchpin of effective compliance programs. Learn what you need to know, and how to proactively respond, in the dynamic cyber track sessions.

Track Sessions:

  • Cyber CSI: A Deep-Dive Analysis of How a Cybercrime Was Committed and Investigated
  • Cyber SAR: Meeting FinCEN’s Expectations on Data Collection, Information Sharing and SAR Filing
  • Recovery Mode: Practical Tools for Developing a Cyber Incident Response

MULTI-INDUSTRY TRAINING

SECURITIES

Securities firms have all the AML obligations of other financial organizations, but their product lines and business models present unique compliance challenges. These sessions take a probing look at these issues, and provide practical and useful solutions for dealing with them.

Track Sessions:

  • Small Stocks, Big Issues: Examining Best Practices for Preventing or Investigating Microcap Money Laundering Schemes
  • Spotlight: Reviewing Recent Enforcement Actions to Manage AML & ABAC Risks

GAMING

Gaming organizations are increasingly under the regulatory spotlight, and one of the most challenges issues is conducting risk assessments on its most lucrative clients. Join this session to learn best practices for profiling patron clients.

Track Sessions:

  • Spotlight: Best AML Practices to Manage Patron-Related Risks
  • Las Vegas Case Study: Skimmers, Scammers and Casino Cages

NEW FINANCIAL CRIME TRENDS

Whether it’s arms smuggling, terrorist financing or the scourge of human trafficking, fighting financial crime is the central mission of AML and BSA officers. These sessions, combining real-life case analyses and practical guidance on compliance strategies, take attendees deep into the heart of these dark criminal enterprises, and show how to spot, investigate and report them.

Track Sessions:

  • Fighting Human Trafficking: Utilizing AML Models, SARS and Law Enforcement
  • A Clear and Present Danger: Developing Models to Combat Proliferation Financing
  • Game On: A Special Report from the Sports Integrity Global Alliance on Ethical Standards, Financial Integrity and Governance Issues in Sports
  • Continued Confusion or Clarity?: The Latest On Banking Marijuana Businesses

NEW SARS

Suspicious Activity Reports are at the heart of any good AML program, but how to best produce, manage and share them remains a mystery to many AML professionals. This track’s sessions provides answers and practical guidance for how to give SARs the star treatment.

Track Sessions:

  • Seeing SARS: Law Enforcement Weighs in on Recent SAR Aided Investigations
  • Written in the SARS: Upping Your Game on Suspicious Activity Report Narratives
  • On High Alert(s): Managing SAR Volume and Risk with Scoring Alerts and SAR Triage
  • Let’s Review: Reviewing Past SARs to Strengthen Future Ones

NEW TECH INNOVATIONS

Technology is rapidly disrupting how AML is conducted, providing new tools for compliance professionals — along with the need for new skills in how to effectively execute and manage technology to strengthen oversight. These sessions provide a roadmap for analyzing and utilizing technology in this brave new world of 21st Century AML.

Track Sessions:

  • Monitoring The Situation: Using Automation and Artificial Intelligence to Upgrade KYC, CDD and Ongoing AML Oversight
  • Algorithms, Data Mining and You: Boosting AML Efficiencies and Effectiveness with Analytics
  • Teaming Up: Utilizing Outsourcing to Strengthen Oversight

NEW BENEFICIAL OWNERSHIP

Beneficial ownership is front and center among today’s hottest AML topics, and time is running short to comply with FinCEN’s CDD Final Rule. This track breaks the issue down into manageable segments, providing clear-eyed and practical strategies for meeting looming deadlines and serving your institution’s interests.

Track Sessions:

  • Fifth Pillar Roundtable: An Interactive Exercise on the CDD Final Rule

NEW AML CAREERIST

An AML career can be equally demanding and rewarding — and these sessions are geared toward those who are in it for the long haul. From recruiting talent to achieving your own professional goals, our expert panelists outline practical methods to thrive in a profession undergoing rapid change.

Track Sessions:

  • Recruit, Retrain, Retain: Hiring, Developing and Keeping Top AML Talent
  • The ABCs of FIUs: Building an In-House Financial Intelligence Unit to Bolster AML
  • On Balance: AML Veterans on Nurturing Your Career, Your Family — and You
  • Life after Law Enforcement (and Other Public Sector Jobs): Transitioning to Private Sector AML Careers

COMMUNITY BANKS, CREDIT UNIONS AND MSBs

When it comes to AML, there’s no such thing as a bank or MSB too small to comply. But smaller organizations must typically wage their battle with a fraction on the resources their bigger brethren can deploy. These sessions target ways to leverage the resources you have, conducting first-order compliance on what is sometimes a shoestring budget.

Track Sessions:

  • Budget Stretching 101: Practical Strategies to Help Compliance Dollars Work Overtime
  • Golden Opportunity: Safely Banking the De-Banked

AML Knowledge

No one can do it all, which means modern compliance programs must depend on external partners for help in areas such as screening technology, data analytics and transaction processing. These sessions are led by ACAMS sponsors, who track the latest industry trends and pinpoint potential productive partnerships you may be overlooking. All knowledge sessions are reviewed by ACAMS and are developed with the same rigor as an ACAMS conference session.

CONFERENCE INTERACTIONS FEATURES

AML INNOVATIONS

These dynamic 30-minute sponsor-led presentations will focus on cutting-edge compliance products and services and will take place on day two of the conference. Whether reviewing tech innovations or engaging in peer-group information sharing, these concise sessions are rich with new knowledge — the most valuable asset of every compliance professional.

CONNECTION CORNER

You are hereby formally invited to a thoroughly informal gathering of likeminded peers. Focusing on particular niches within the AML community, Connection Corner brings together professionals of similar backgrounds, challenges and interests for contact creation and friendly networking in a casual setting. There’s no agenda and just one learning requirement: The names of new friends. You’ll meet them at Connection Corner.