ACAMS 16th Annual AML & Financial Crime Conference

GENERAL SESSIONS

Big Crowd. Big Room. Big Ideas. The Las Vegas general sessions are aimed at — well, everybody. With panels led by national leaders in banking, government and law enforcement, these sessions tackle the leading AML issues head-on, with thought-provoking analyses and ideas you can put to use once you return home.

Plenary sessions are designed to have broad appeal, offering value to virtually every attendee.

Track Sessions:

  • Insights On Oversight: A regulatory roundtable on AML trends and issues
  • Culture Clash: Defending and preserving culture of compliance integrity in sales-driven institutional environments
  • What the Hack: Managing the massive risks of cybercrime
  • Racing to the Finish: Homestretch strategies for implementing the CDD Final Rule

COMPLIANCE SUMMIT

New regulations, new expectations, new global developments — the regulatory landscape is rapidly changing, requiring AML professionals to step up their game and keep abreast of the latest developments. Whether it’s sanctions, consent orders or NYDFS 504, these sessions tell you what’s happening now, and how you need to respond.

Sessions in this track as of special interest to: Sanctions Compliance Specialists, AML Officers, Attorneys, Regulators and Consultants.

Track Sessions:

  • New York State of Mind: Analyzing the national implications of NYDFS 504
  • Sanctions Update: Reviewing recent sanctions changes to ensure robust responses that meet regulatory demands
  • Hot Topics: Questions from attendees are answered by the experts
  • Advise and Consent: A case study review of recovering from a consent order
  • Reefer Madness: A deep-in-the-weeds analysis of the latest regulatory issues regarding banking marijuana businesses

RISK MANAGEMENT

No risk, no reward, as the old saying goes. But how much risk is too much when it comes to AML oversight? Furthermore, how does one measure and quantify an intangible entity like risk? Learn from the pros on the latest tools and tips for measuring, assessing and monitoring risks, in a world that frankly is full of them.

Sessions in this track are of special interest to: AML Officers, Risk Managers, Regulators and Consultants.

Track Sessions:

  • The Numbers Game: Developing quantitative metrics to elevate risk assessment accuracy
  • The Latest Developments: Updating client profiles to ensure risk ratings reflect current realities
  • Acceptable Risk: Formalizing risk tolerance policies to ensure uniform decisions that meet institutional standards

NEW CYBER THREATS

Cybercrime and cybersecurity are the stealth bombers of the modern AML world — alternately capable of both devastating destruction and dynamic defense. Relatively new and rapidly evolving, cyber is rapidly becoming a linchpin of effective compliance programs. Learn what you need to know, and how to proactively respond, in the dynamic cyber track sessions.

Sessions in this track are of special interest to: AML Officers, Tech Specialists, Law Enforcement, Attorneys and FIU Team Members.

Track Sessions:

  • Cyber CSI: A deep-dive analysis of how a cybercrime was committed and investigated
  • Recovery Mode: Practical Tools for Developing a Cyber Incident Response Plan
  • Cyber SAR: Meeting FinCEN’s Expectations on Data Collection, Information Sharing and SAR Filing

MULTI-INDUSTRY TRAINING

SECURITIES

Securities firms have all the AML obligations of other financial organizations, but their product lines and business models present unique compliance challenges. These sessions take a probing look at these issues, and provide practical and useful solutions for dealing with them.

Sessions in this track are of special interest to: Registered Investment Advisors, AML Officers of Securities Firms and Consultants.

Track Sessions:

  • FINRA: Reviewing recent securities-linked enforcement actions to gain insights into strengthening compliance oversight
  • Small Stocks, Big Issues: Examining best practices for preventing or investigating microcap money laundering schemes

CASINOS

Gaming organizations are increasingly under the regulatory spotlight, and one of the most challenges issues is conducting risk assessments on its most lucrative clients. Join this session to learn best practices for profiling patron clients.

Sessions in this track are of special interest to: Casino AML Officers, Gaming Industry Consultants and Legal Advisors to Gaming Organizations.

Track Sessions:

  • Patron Profiling: Analyzing unique risk assessment challenges for casinos — and practical steps for overcoming them

NEW FINANCIAL CRIME TRENDS

Whether it’s arms smuggling, terrorist financing or the scourge of human trafficking, fighting financial crime is the central mission of AML and BSA officers. These sessions, combining real-life case analyses and practical guidance on compliance strategies, take attendees deep into the heart of these dark criminal enterprises, and show how to spot, investigate and report them.

Sessions in this track are of special interest to: Law Enforcement, FIU Team Members and AOL Officers.

Track Sessions:

  • A Clear and Present Danger: Analyzing typologies of proliferation financing to create effective screening models
  • The New Terrorist Financing Tools: Reviewing practical tools to detect and terrorism’s evolving money laundering methods
  • Fighting Human Trafficking: Utilizing BSA Data, SARS and Law Enforcement Collaboration
  • Game On: A special report from the Sports Integrity Global Alliance on the urgent need for universal standards for good governance, financial transparency and sport betting integrity in the big-money world of big-league sports

NEW SARS

Suspicious Activity Reports are at the heart of any good AML program, but how to best produce, manage and share them remains a mystery to many AML professionals. This track’s sessions provides answers and practical guidance for how to give SARs the star treatment.

Sessions in this track are of special interest to: AML Managers, Consultants, Law Enforcement, Attorneys and Regulators.

Track Sessions:

  • Written in the SARs: Upping your game on suspicious activity report narratives
  • Seeing SARs: Law enforcement professionals review investigations aided by SARs
  • So Many SARs: Practical strategies for risk-rating SARs and conducting “SAR triage”
  • Let’s Review: Utilizing historical SAR reviews to identify patterns of potential AML risks

TECH INNOVATIONS

Technology is rapidly disrupting how AML is conducted, providing new tools for compliance professionals — along with the need for new skills in how to effectively execute and manage technology to strengthen oversight. These sessions provide a roadmap for analyzing and utilizing technology in this brave new world of 21st Century AML.

Sessions in this track are of special interest to: Compliance Technology Specialists, AML Officers, Law Enforcement, Consultants

Track Sessions:

  • Monitoring the Situation: Using automation and artificial intelligence to update and upgrade KYC, CDD and ongoing AML monitoring
  • Algorithms, Data Mining and You: How analytics can boost AML efficiencies and effectiveness
  • Teaming Up: Practical strategies for partnering with third parties to strengthen data systems and compliance oversight

NEW BENEFICIAL OWNERSHIP

Beneficial ownership is front and center among today’s hottest AML topics, and time is running short to comply with FinCEN’s CDD Final Rule. This track breaks the issue down into manageable segments, providing clear-eyed and practical strategies for meeting looming deadlines and serving your institution’s interests.

Sessions in this track are of special interest to: FIU Team Members, AML Officers, Regulators and Consultants.

Track Sessions:

  • Building a Fifth Pillar: Crafting formal policies to meet CDD Final Rule standards on beneficial ownership determination
  • Getting to Know Who: Best practices to help identify 25% beneficial owners and controlling entities

AML CAREERIST

An AML career can be equally demanding and rewarding — and these sessions are geared toward those who are in it for the long haul. From recruiting talent to achieving your own professional goals, our expert panelists outline practical methods to thrive in a profession undergoing rapid change.

Sessions in this track are of special interest to: Law Enforcement, AML Officers and FIU Team Members.

Track Sessions:

  • Recruit, Retrain, Retain: Practical tips for hiring, developing and keeping top AML talent
  • ABC’s of FIU’s: A step-by-step guide to assembling the economic and human resources to create a financial investigations unit
  • Life after Law Enforcement (and Other Public Sector Jobs): Transitioning to lucrative AML-related professions from government service careers
  • On Balance: AML veterans share helpful strategies for finding time for your career, your family — and you

COMMUNITY BANKS AND MSBs

When it comes to AML, there’s no such thing as a bank or MSB too small to comply. But smaller organizations must typically wage their battle with a fraction on the resources their bigger brethren can deploy. These sessions target ways to leverage the resources you have, conducting first-order compliance on what is sometimes a shoestring budget.

Sessions in this track are of special interest to: AML Officers of Smaller Institutions, Consultants, Risk Managers and MSBs.

Track Sessions:

  • Budget Stretching 101: Examining real-life and inherently practical strategies for making your scarce compliance dollars work overtime
  • Golden Opportunity: Experts detail how to build your business by safely banking entities de-banked by larger institutions

AML Knowledge

No one can do it all, which means modern compliance programs must depend on external partners for help in areas such as screening technology, data analytics and transaction processing. These sessions are led by ACAMS sponsors, who track the latest industry trends and pinpoint potential productive partnerships you may be overlooking.

CONFERENCE INTERACTIONS

CONNECTION CORNER

Join your colleagues and peers for intensive small-group networking that’s fast, fun and friendly. Each 30-minute group is limited to 40 participants and is designed to enable executives with common interests to exchange insights and ideas – and to forge new connections that will last a lifetime.

AML INNOVATIONS

These dynamic 30-minute sponsor-led presentations will focus on cutting-edge compliance products and services and will take place on day two of the conference. Whether reviewing tech innovations or engaging in peer-group information sharing, these concise sessions are rich with new knowledge — the most valuable asset of every compliance professional.